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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons