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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 2.8 Exclusions applicable to particular regulated activities

CONC 2.7 Distance marketing

DEPP 3.2 The operation of the RDC

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 16.17 Remuneration reporting [deleted]

SUP 15.11 Notification of COCON breaches and disciplinary action

RCB 2.3 Determination of registration

SUP 12.1 Application and purpose

SYSC 10A.1 Application

CASS 11.3 Responsibility for CASS operational oversight

PRIN 1.1 Application and purpose

CONC 7.11 Disclosures relating to “authority” or “status”

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products