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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

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SUP 16.3 General provisions on reporting

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COCON 4.1 Specific guidance on individual conduct rules

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 11.6 Winding up, merger and division of master UCITS

IPRU-INV 2.1 APPLICATION

GEN 5.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

COCON 4.2 Specific guidance on senior manager conduct rules

DTR 2.2 Disclosure of inside information

COBS 11.3 Client order handling

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 14.2 Calculation of the capital requirement for CCR

REC 5.2 Application process

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 16.19 Immigration Act compliance reporting

DTR 1A.1 Application and purpose (Transparency rules)

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 16.1 The FCA’s general approach to making disapplication orders

REC 2.7A Position management and position reporting in relation to commodity derivatives