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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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