Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 2.3 Case selection: Threshold Conditions cases

MCOB 2A.5 Variable rate credits

BIPRU 12.1 Application

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

BIPRU 3.5 Simplified method of calculating risk weights

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 2.1 Acting honestly, fairly and professionally

CONC 6.7 Post contract: business practices

BIPRU 2.2 Internal capital adequacy standards

COBS 20.5 With-profits governance

PERG 4.10B Regulation of buy to let lending

PERG 14.4A Activities relating to regulated sale and rent back agreements

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

BIPRU 11.4 Technical criteria on disclosure: General criteria

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 10.2 Assessing appropriateness: the obligations

COBS 11.1 Application

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments