Search Result

1181 - 1200 of 1679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

CONC 4.7 Information to be provided in relation to current account agreements

As Published: 2019

CONC 4.7 Information to be provided in relation to current account agreements

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)