Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

…

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.15 Forms and other documents and how to submit them to the FCA

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

TC 2.2A Time limits

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

EG 7.1 The FCA’s use of sanctions

EG 4.2 Notifying the person under investigation where notice is not required under the Act

CREDS 2.1 Application and purpose

SUP 10A.3 Provisions related to the Act

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

MIPRU 4.1 Application and purpose

COBS 15.5 Special situations

DISP 1.10A Complaints data publication rules

DTR 5.11 Third country issuers

CONC 3.5 Financial promotions about credit agreements not secured on land

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 15.3 Exercising a right to cancel

EG 19.20 Payment Services Regulations 2017

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up