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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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COLL 6.12 Risk management policy and risk measurement

SUP 16.6 Compliance reports

REC 6.6 Supervision

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 15.1 Introduction

COLL 4.8 Notifications for UCITS master-feeder arrangements

COLL 6.13 Record keeping

REC 4.7 The section 297 power to revoke recognition

LR App 1.1 Relevant definitions

CASS 7.11 Treatment of client money

SUP 8.6 Publication of waivers

EG 15.4 Disqualification under section 249 or section 261K

SUP App 2.15 Run-off plans for closed with-profits funds

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 5.4 Appointment and reporting process

SYSC 3.2 Areas covered by systems and controls

SUP 5.5 Duties of firms

EG 19.23 Electronic Money Regulations 2011