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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application