Search Result

841 - 860 of 1608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors