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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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