Search Result

601 - 620 of 1156 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities