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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness