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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 4.6

As Published: 2015

SYSC 4.6

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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CASS 7.11 Treatment of client money

COBS 20.2 Treating with-profits policyholders fairly

PERG 5.11 Other aspects of exclusions

COLL 8.3 Investor relations

COLL 5.2 General investment powers and limits for UCITS schemes

DISP 2.7 Is the complainant eligible?

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 17.7 Examples

SUP 12.1 Application and purpose

PERG 1.4 General guidance to be found in PERG

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

MIPRU 4.4 Calculation of capital resources

CONC 3.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy