Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 5.1 Application and purpose

REC 6.3 Recognition requirements

APER 3.2 Factors relating to all Statements of Principle

EG 4.14 Joint investigations with the PRA

FEES 13.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

MAR 8.3 Requirements for benchmark administrators [deleted]

LR App 1.1 Relevant definitions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration