Search Result

401 - 420 of 713 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.1 Application

As Published: 2005

LR 18.1 Application

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

LR 15.1 Application

As Published: 2005

LR 15.1 Application

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories