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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background