Search Result

381 - 400 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral