Search Result

341 - 360 of 1699 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 15.2 General

As Published: 2011

PERG 15.2 General

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines