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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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SYSC 4.8

As Published: 2015

SYSC 4.8

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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