Search Result

321 - 340 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations