Search Result

321 - 340 of 1309 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]