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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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