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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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Similar To

COBS 16.3 Periodic reporting

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

PERG 17.5 The meaning of advice

PRIN 1.2 Clients and the Principles

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG App 3.1 The FCA

EG 6.1 Publicity during FCA investigations

CASS 7.19 Clearing member client money sub-pools

SYSC 3.2 Areas covered by systems and controls

PERG 7.6 Applications for a certificate

COBS 4.2 Fair, clear and not misleading communications

MCOB 6.3 General

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements