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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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SYSC 4.5

As Published: 2015

SYSC 4.5

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DTR 8.2 Approval as a primary information provider

EG 9.9 The effect of the FCA’s decision to withdraw approval

SYSC 19D.3 Remuneration principles

SUP 1A.4 Tools of supervision

SUP 10C.8 The other local responsibility function (SMF22)

DISP 1.1 Purpose and application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 11.5 Other relevant powers

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 15.2 Purpose

MAR 9.3 Notification and information

LR 15.2 Requirements for listing

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)