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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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