Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

INSPRU 3.2 Derivatives in insurance

MCOB 5A.6 Other information

FEES 4.2 Obligation to pay periodic fees

PERG 12.3 Rights under a personal pension scheme

COLL 6.9 Independence, names and UCITS business restrictions

FIT 1.1 Application and purpose

SYSC 19C.3 Remuneration principles

PERG 8.21 Company statements, announcements and briefings

PERG 8.5 In the course of business

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 2.4A Management body

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

DISP 1.1 Purpose and application

SUP 11.9 Changes in close links

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 1.2 Introduction to statutory notices

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 4.2 Introduction