Search Result

161 - 180 of 844 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money