Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

…

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 3.1 Application and Purpose

MCOB 11.4 Application

IPRU-INV 5.7 Qualifying property and qualifying undertakings

PERG 10.2 General issues

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

PERG 17.6 Exclusions

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

LR 12.5 Purchase of own securities other than equity shares

FEES App 1 Annex 2 Further information on fees

DTR 6.4 Disclosure of Home State

CREDS App 1.1 Key Definitions

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

CONC 3.8 Financial promotions and communications: lenders

LR 9.7A Preliminary statement of annual results, and statement of dividends

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

BIPRU 8.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IPRU-INV 9 App 1 Interpretation

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 2.4 Link between activities and the United Kingdom