Search Result

421 - 440 of 1602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties