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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)