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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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