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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

SYSC 4.9

As Published: 2015

SYSC 4.9

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements