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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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Similar To

SUP 8.4 Reliance on waivers

PERG 4.15 Mortgage activities carried on by 'packagers'

EG 3.1 Introduction

DEPP 6.1 Introduction

CASS 11.3 Responsibility for CASS operational oversight

DEPP 2.1 Statutory notices

SYSC 6.3 Financial crime

SUP 1A.2 Introduction

SUP 9.4 Reliance on individual guidance

PERG 8.17A Financial promotions concerning insurance distribution activities

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]