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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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Similar To

DEPP 6.7 Discount for early settlement

SYSC 4.9

LR 9.5 Transactions

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SUP 16.18 AIFMD reporting

PERG 15.6 Territorial scope

REC 3.13 Delegation of relevant functions

DTR 4.4 Exemptions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration