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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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