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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 10C.16 References and accurate information

EG 9.2 The FCA’s general policy in this area

PERG 6.7 Examples

SYSC 18.3 Internal arrangements

REC 4.7 The section 297 power to revoke recognition

EG 19.10 Enterprise Act 2002

CASS 7.19 Clearing member client money sub-pools

RCB 2.3 Determination of registration

RCB 4.2 Enforcement powers and penalties

SUP 4.3 Appointment of actuaries

LR 5.6 Reverse takeovers

SUP 5.3 Policy on the use of skilled persons

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

COLL 5.2 General investment powers and limits for UCITS schemes

REC 4.6 The section 296 power to give directions

SYSC 4.6

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 12.1 The FCA’s general approach

REC 6.7 Notification rules for overseas recognised bodies