Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.7 The Open-Ended Investment Companies Regulations 2001

BIPRU 2.2 Internal capital adequacy standards

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

MAR 8.3 Requirements for benchmark administrators [deleted]

DISP 1.1A Complaints handling requirements for MiFID complaints

SUP 5.3 Policy on the use of skilled persons

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 16.2 Disapplication orders

REC 6.7 Notification rules for overseas recognised bodies

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 6.7 Examples

SUP 10A.13 Application for approval and withdrawing an application for approval

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

EG App 3.1 The FCA

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

SUP 10C.13 Variation of conditional and time-limited approvals

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)