Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.7 Access to facilities

REC 3.21 Criminal offences and civil prohibitions

SYSC 3.2 Areas covered by systems and controls

FIT 2.1 Honesty, integrity and reputation

EG 19.32 The Payment Accounts Regulations 2015

COLL 6.12 Risk management policy and risk measurement

COCON 4.1 Specific guidance on individual conduct rules

EG 10.1 Introduction

SUP 16.1 Application

EG 7.6 Private warnings

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

APER 3.1 Introduction

FIT 1.2 Introduction

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 19.20 Payment Services Regulations 2017

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

PERG 7.3 Does the activity require authorisation?

CASS 6.2 Holding of client assets