Search Result

1121 - 1140 of 1639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

DISP App 3.6 Determining the effect of a breach or failing at step 1

As Published: 2017

DISP App 3.6 Determining the effect of a breach or failing at step 1

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability