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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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Similar To

FEES 6.7 Payment of levies

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 6.4 Financial penalty or public censure

FEES 6.4 Management expenses

MCOB 2.8 Record keeping

CONC 7.11 Disclosures relating to “authority” or “status”

DISP App 1.4 Policy reconstruction

CASS 8.2 Definition of mandate

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

MCOB 13.8 Home purchase plans

DISP 3.2 Jurisdiction

MCOB 7B.1 Information to be provided for further advances

MCOB 2.5 Reliance on others

MCOB 4.11 Sale and rent back: advising and selling standards

ICOBS 3.1 Distance marketing

CONC 2.7 Distance marketing

SUP 10A.7 FCA required functions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy