Search Result

441 - 460 of 1246 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust