Search Result

441 - 460 of 1458 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose