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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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