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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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