Search Result

701 - 720 of 1276 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

…

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

…

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…