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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication