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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

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LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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CONC 1.2 Who? What? Where?

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

COBS 14.2 Providing product information to clients

MAR 5.3 Trading process requirements

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CONC 6.7 Post contract: business practices

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FEES 5.9 [deleted]

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LR 1.4 Miscellaneous

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy