Search Result

521 - 540 of 1521 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

…

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

…

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

…

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

…

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…