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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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